Miss Borwick in HASLEMERE
Independent financial adviser, directly authorised & regulated by the Financial Services Authority • Advanced Financial Planning Certificate since 1995 • Cemap since 2003 • CeRER 2012 • Certificate in Long Term Care Insurance (CF8) 2006 • Certificate of Expert Witness Accreditation 2006 • Past external moderator for Financial & Business Skills • Financial adviser since 1990 • Previously 22 years' senior international investment banking experience in the City of London ...
Mr Levitt in LONDON
RGL is a worldwide firm of forensic accountants & consultants, working for lawyers & insurers to quantify claims in insurance & litigation, determine value & advise on related issues. ...
Mr Mair in EDINBURGH
Retired bank executive with 37 years' banking experience • Head of both the security taking & recovery functions in a joint stock bank • For 7 years was involved in a general management role in the specialised lending department; latterly Head of this function • Chief Examiner in Business Law for the Chartered Institute of Bankers in Scotland for over 20 years
Mr Merriman in GUILDFORD
The use of derivatives, particularly interest rate swaps & options & FX derivatives, including pricing, valuation, hedging, trading, sales & marketing & applications for corporates, public sector & pension fund clients • 20 years' experience (1993-2013) working at top investment banks, including UBS, Morgan Stanley, Deutsche Bank & Nomura, advising clients on using derivatives • I held several senior managing director roles, including global head of fixed income derivative sales to corporate & ...
Dr Walford in LONDON
Private banking • Investment management • Asset allocation • Wealth management • Loans, mortgages, overdrafts • Regulation • On-shore off-shore issues • Insider dealing • Criminal: confiscation of assets, regulatory rule breaches, money laundering • Banking: property lending (commercial & residential) • Tax • Building & construction • Retail banking • Interest rate swaps • Libor-related claims
Dr Wormley in LONDON
Dr Wallace Wormley has more than 30 years of practical experience in the financial services sector. Over the past 9 years, he has provided expert services such as pre-litigation support analysis, reports and testimony on instructions from solicitors and barristers. In particular, he has assisted on cases of dispute resolution and litigation involving wealth management, investments, capital markets and securities trading issues. ...
Mr Grainger in LONDON
Compliance with UK financial services rules & regulations • Financial planning matters, including pensions, investments, savings, life assurance & the advisory process & standards
Mr Score in LONDON
Roger Score is the 'entry point' contact for OAC & can call on additional staff with experience of acting as experts • Life assurance companies, their finance & their operations • Pension schemes, covering investment, administration & actuarial advice, e.g. the treatment of surplus assets, directors' & executives' pensions, funding calculations & scheme wind-ups • Suitability of investment advice - pensions, life assurance & mortgages • Compensation for unsuitable investment advice • Financial ...
Mr Rex in LONDON
GBRW Expert Witness is based in the City of London and includes the former practice of Associated Insurance Experts. Since 1995, our directors and associates contracted by us have been instructed as experts in commercial, retail and investment banking, investment management, insurance and reinsurance (broking and underwriting), pensions, stockbroking, trading, derivatives, commodities and HR disputes. ...
Mr Berry in BLACKPOOL
As a practising Independent Financial Advisor & Chartered Financial Planner I am expert in regulatory & compliance matters covering individuals or firms regulated by the Financial Conduct Authority or one of its predecessors • Matters may include allegations of wrongful advice, mis-selling, standards of conduct expected of competent advisers or firms, corroboration of individual's or firm's business expectations & disputes between appointed representatives & networks
Mr Egerton in CONGLETON
Compliance & regulatory issues covering persons or firms regulated by the Financial Services Authority or one of its predecessors • Such issues may include allegations of wrongful advice (e.g. mis-selling), standards of conduct expected of competent advisers or firms, employment issues (e.g. negligent referencing leading to inability to obtain employment), corroboration of individuals' or firms' business expectations, appointed representative disputes, etc. ...
Mr Green in LONDON
Since qualifying as an actuary & an investment analyst, much of my career has involved the management of investments • Most of the 400 cases in which I have been involved to date have concerned the liability for & assessment of damages relating to the mismanagement of investments, belonging to both institutions & private clients • Other cases have involved disciplinary hearings, applications for compensation & acting for professional indemnity insurers • Currently involved in civil cases in Hong Kong & the UK
Mr Douglas in CAMBRIDGE
Mr Douglas has more than 30 years' experience in the financial sector, working for Deloittes, JP Morgan, NM Rothschild and Cambridge Risk. His areas of expertise include: • Derivatives trading - interest rate, bond, foreign exchange & commodity - in futures, swaps, forwards & options - trading, pricing, valuation & control of risks • Commodities trading - metals & energy (oil & gas) - in derivatives & physical • Risk management - VaR & credit risk models, limits & controls • Hedging - of ...
Mr Brawn in LONDON
The application, pricing & use of derivative products in both asset & liability management, including, but not limited to, use of plain vanilla swaps & options for interest rates (fixed loans, caps, floors), foreign exchange, equities & commodities • Suitability of hedge funds in client portfolios, performance expectations & conduct of respective fund managers • Counterparties to such transactions include institutions, pension funds, private banks, SMEs & private individuals
Mr Goodyer in NEW MILTON
Investment risk assessment • Investment objective & strategy review • Investment advice review • Investment bonds • Investment performance analysis • Portfolio management • Pension investment management • Asset allocation • Quantitative analysis • Fund or stock selection & suitability • PEP & ISA performance & risk assessment • Index-linked investments • Passive investment • Active investment • Unit trusts & OEICs • Investment trusts • Offshore funds • Life assurance funds • Index tracking • Pension review • TEPs • Trust portfolios ...
Mr Johnson in LONDON
Project finance • Construction • Energy & infrastructure • Quantification of damages • Private equity • Emerging markets • Investment treaty & commercial arbitration Colin has over 20 years' project-related experience, including acting as a lender, equity investor, developer & financial advisor. He has acted as an expert on claims totalling tens of billions of dollars & frequently advises in relation to large projects, project finance & related calculations
Mr Harvey in YORK
Corporate & individual pensions & general benefits for employees • Pensions on divorce • Trust splitting • Claims against life offices for maladministration • Personal pension mis-selling reviews • Associated investment issues
Mr Del Bo in LONDON
Credit analysis • Assessment of violation of internal bank's credit policies • Asset valuation • Distressed debt trading & valuation • Trading protocols & disputes • Valuation of other fixed income products
Mr Robertson in SELKIRK
Training & competence rules & schemes under FSA • Compliance rules & schemes under FSA • Disputes involving dismissal or supervision • Matters relating to appropriate advice • Fitness & properness • Fraud/theft of client funds • Senior management accountability under FSA • Negligent references • Specific knowledge of training & competence rules & schemes & compliance rules & schemes relating to ex PIA-regulated companies, individuals & IFAs • Reports & court appearances undertaken (plaintiff & defendant), including ...