Financial products

This list shows every expert witness in the UK Register of Expert Witnesses who claims expertise in Financial products. Click on any expert witness to view full details. You may prefer to interactively search the Register.

Mr Brigden in AYLESBURY
Nigel is a highly qualified and experienced banker with an in-depth understanding of all aspects of banking obtained during a career lasting over 40 years, with excellent contacts throughout the City of London. He is currently working on a part-time basis as a consultant at a trade association in the City involved in responding to the government's proposals for the new Payments Regulator. Prior to that, he was Senior Vice President and Head of Operations at an overseas bank with responsibility...
Mr Cooper in SALE
Worked within the financial services industry since the early 1980s. I have been at the forefront of the claims management industry since 2001, where I helped pioneer mis-sold Endowment Policy Claims. I later switched my attention to mis-sold Payment Protection Insurance (PPI) policies. My focus was developed in the payment of redress; specifically where I believed consumers were being financially disadvantaged by systemically incorrect credit card redress calculations. Subsequently my attention...
Dr Bateson in LONDON
Investment banking • Capital markets • Derivatives • Fund management • Investment management • Wealth management • Hedge funds • Quantitative investing • Algorithmic trading • Systematic investing • Interest rate swaps • Credit default swaps • Artificial intelligence • Alternative data • Trading technology • Information technology • Intellectual property, compliance and operations Since 2017, Dr Bateson has been engaged as an expert witness on legal cases in the UK and US involving AI/systematic trading, hedge funds...
Mr Turner in CHEADLE
Compliance issues in respect of credit agreements regulated by the Consumer Credit Act • Disputes between debtor & creditor in respect of mortgage contracts • Auditing of & reporting on any financial agreement in accordance with the agreement terms & conditions (un-opinionated)
Mr Clegg in MANCHESTER
I am competent and able to accept instructions in the following areas: • Business valuation • Loss of earnings • Computation of interest being, misapplied to financial products
Mr Pym in SOLIHULL
Quantification of damages in relation to claims in areas such as: • Loss of profit claims • Shareholder disputes • Section 994 claims • Valuation of businesses & shares • Professional negligence claims • Matrimonial claims • Partnership disputes • Fraud investigations • Purchase & sale of business disputes • Financial investigation such as security for costs • Assessment of the merits of litigation • Loss of earnings & personal injury claims
Mr Holt in SALFORD
20 years' qualified experience providing financial advice to retail, personal injury, clinical negligence and corporate clients • Tier 1 Registered Expert Witness with APIL • National expert witness status • I have prepared in excess of 400 claimant reports and joint statements for the court on the value of the loss of retirement benefits within personal injury and clinical negligence claims • Highly experienced in evaluating the suitability of the use of periodical payments in the structuring of...
Mr Smith in CIRENCESTER
FCA regulated markets, specifically: • Consumer credit, including motor finance and leasing, payday lending, rent to own, as lenders, brokers or as appointed representatives • Mortgage lending, including first and second charge, and equity release/later life lending • For the above, matters relating to the conduct of firms, adherence to FCA regulatory rules, suitability of advice or products sold (mis-selling), assessment of any customer detriment and how matters should have been concluded
Mr Grainger in LONDON
Compliance with UK financial services rules & regulations • Financial planning matters, including pensions, investments, savings, life assurance & the advisory process & standards
Mr Rex in LONDON
GBRW Expert Witness is based in the City of London and includes the former practice of Associated Insurance Experts. Since 1995, our directors and associates contracted by us have been instructed as experts in commercial, retail and investment banking, investment management, insurance and reinsurance (broking and underwriting), pensions, stockbroking, trading, derivatives, commodities and HR disputes....
Mr Baxter in GREAT MISSENDEN
Mortgages & remortgages • Lending policies, underwriting, loan assessment • Analysis of past mortgage cases comparing the lending against lending policies & general practices at the time, for claimants & defendants • Individual borrower disputes • Professional negligence • Analysis of specialist lending products & individual mortgage applications, including offset, self-certification, sub-prime, buy to let, 100% loan to value, home income plans, equity release loans, shared appreciation mortgages...
Mr Goodyer in NEW MILTON
Personal, SIPP, SASS and QROPS pension plan reviews & suitability analysis • Investment risk assessment • Investment advice objective & strategy review • Investment bonds • Investment performance analysis • Asset allocation • Quantitative analysis • Fund & stock selection & suitability • ISA performance & risk assessment • Index-linked investments • Passive investment • Active investment • Unit trusts & OEICs • Investment trusts • Offshore funds • Index tracking • TEPs • Trust portfolios • Life assurance...
Mr Alaswad in LONDON
Contract for Difference (CFD) • Forex (FX) • Spread betting • Forensic financial crimes • Anti-money laundering (AML) arrangements and cross-border fraud management • Suspicious transactions involving onshore, offshore and shell companies • Hedging techniques and risk management strategies • Poor execution and manipulation of market bid/ask prices • Mis-selling of complex financial products: Forex, CFDs and other financial derivatives • Boiler room, multi-level marketing/Pyramid selling, Ponzi schemes
Mr Brawn in LONDON
The pricing, trading, risk management and selling of OTC and listed derivative products in both asset and liability management • Including the use of plain vanilla interest rate swaps and options (asset swaps, fixed income, loans, caps, floors, swaptions, cross currency swaps), foreign exchange spot, forwards and options, equities and commodities • Applied to fraud, insider dealing and mis-selling • Suitability of hedge funds and other investments in client portfolios, performance measurement,...
Mr Curry in MIDDLESBROUGH
Consequential loss • Forensic accounting • Financial services complaints or claims
Mr Jaquiss in SALISBURY
I provide banking and finance Expert Witness services to the legal profession, to banks, to the litigation funding industry, and directly to claimants who have banking issues (individuals, partnerships, SMEs and large corporates). I am active in all areas of banking dispute resolution. My experience is borne out of nearly 30 years working for investment and wholesale banks, both trading and treasury, and balance sheet risk management. Since 2012 I have worked for claimants looking for redress and...
Mr Clarkson in SALISBURY
Financial services law, regulation and practice • Responsibilities of SIPP operators • Issues relating to the transfer of Defined Benefit Schemes • Mis-selling claims relating to investment products, including UCIS, EIS and film partnerships • Governance, risk management and audit • Enforcement action by regulatory authorities • Professional indemnity insurance claims • FOS and FSCS referrals • Experience in giving evidence in High Court and ICC Tribunal • Individual defences and advocacy in disciplinary...
Mr Brewer in WESTCOTT
International wholesale & retail banking systems & operations • Banking & securities payment & clearing systems • Foreign exchange, money markets, commercial lending, bonds, equities & financial derivatives systems & operations • Computer systems design, selection, implementation & project management & related methodologies • Practice of management consultancy • Internet & e-commerce • Insurance systems • Computer evidence • Artificial intelligence • Machine learning • IT intellectual property
Mr Dornton-Duff in LONDON
Matters involving trading, structuring, selling or advising upon following over-the-counter (OTC) financial derivatives: • Interest rate swaps & options • Foreign exchange swaps & options • Cross-currency swaps • Inflation swaps
Mr Wheatley in KENILWORTH
Consequential loss • Forensic accounting • Financial services consequential loss claims • Financial services complaints • Accountancy
Mr Score in LONDON
Roger Score is an actuary with extensive experience of providing expert witness reports, having over 40 years' experience working in pensions and life assurance. Areas of expertise include: defined benefit/defined contribution pension loss, including pensions aspects of personal injury claims; compensation for unsuitable investment advice; pensions and endowment mortgages; pensions on divorce; broader actuarial advice; review of complaint handling processes.
Mr Sim in EPSOM
Personal injury & fatal accidents, including loss of income & profits, loss of pension rights, loss of dependency & Criminal Injuries Compensation Scheme cases • Business disputes, including shareholder disputes, employee benefits & purchase & sales disputes • Loss of profits & consequential loss, including business interruption, intellectual property & intangible assets & product failure • Fraud investigations, including regulatory & management issues, wrongful trading & corporate fraud • Companies Act...
Mrs Jenkins in LONDON
Over 20 years of commodities experience, including with top-tier investment banks Goldman Sachs & Credit Suisse • Areas of expertise: • In-depth knowledge of commodity markets particularly in precious metals, base metals, crude oil & energy • Product coverage includes derivatives, financings, off-take & physical agreements • Regularly advises on risk management strategies encompassing interest rate, foreign exchange & commodity derivatives, policies & procedures & on-going monitoring tools
Mr Evans in LONDON
I was the Chairman of Sammons Associates from 2007 to 2019 (part of the Sammons Group based in the City of London), an international search firm specialising in the financial services industry across all functions, products and geographies. I worked in the Executive Search and Selection business from 1981 to 2015, and as a result my knowledge and experience of recruitment issues is extensive. During my career, I have personally been responsible for placing many top professionals globally....
Mr MacKendrick in MANCHESTER
Pension loss • Financial accommodation • Loss of earnings • Financial advice • Cashflow analysis • Lost years • Loss of dependency • Periodical payment orders • Financial structure of award • Quantum

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